Compliance Registers

This page expands the compliance registers focus within the Spc Structure framework for DRKB Capitals SPC.

Compliance Registers

Compliance Registers describes how the SPC structure isolates risk and aligns financing with a single transaction purpose. QFC SPCs can enter loan or hedging arrangements and grant security interests to support structured financing obligations. SPCs must maintain a registered office in the QFC and keep required documents available at that office.

Show how Compliance Registers supports ring-fencing and cell-level accountability.
Outline documentation and approvals tied to Compliance Registers.
Explain how Compliance Registers is monitored across the facility lifecycle.

Scope and application

Scope defines the structural boundaries created by Compliance Registers and how they are evidenced.

Key requirements

Defined transaction purpose and permitted SPC activities only.
Governance roles including director, secretary, and SEF accountability.
SSP appointment for corporate and administrative services and registered office support.
Documented compliance, collateral controls, and reporting cadence.

Reporting expectations

Mandate reporting cadence, stakeholder access, and escalation protocols are confirmed in advance.

Next step

Request a mandate review and receive a tailored execution plan.

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