Compliance Reporting

This page expands the compliance reporting focus within the Service Channels framework for DRKB Capitals SPC.

Compliance Reporting

We use Compliance Reporting to keep onboarding and reporting consistent across cross-border facilities. QFC SPCs are transaction-specific entities that can obtain financing or hold assets (including receivables) for defined purposes. SPCs must appoint and retain a Support Services Provider (SSP) that can provide registered-office and administrative support.

Explain the communications and approvals covered by Compliance Reporting.
Confirm the evidence trail and logs required for Compliance Reporting.
List the handoffs created by Compliance Reporting across teams.

Scope and application

Scope sets the service boundaries and escalation points for Compliance Reporting.

Key requirements

Defined transaction purpose and permitted SPC activities only.
Governance roles including director, secretary, and SEF accountability.
SSP appointment for corporate and administrative services and registered office support.
Documented compliance, collateral controls, and reporting cadence.

Reporting expectations

Mandate reporting cadence, stakeholder access, and escalation protocols are confirmed in advance.

Next step

Request a mandate review and receive a tailored execution plan.

Start Mandate Intake