Regulatory Advantage

This page expands the regulatory advantage focus within the Governance Charter framework for DRKB Capitals SPC.

Regulatory Advantage

Regulatory Advantage ensures oversight remains consistent across multiple SPC mandates. QFC SPCs are transaction-specific entities that can obtain financing or hold assets (including receivables) for defined purposes. SPCs must maintain a registered office in the QFC and keep required documents available at that office.

Define how Regulatory Advantage is enforced and who owns approvals.
Describe the evidence retained to demonstrate Regulatory Advantage compliance.
Connect Regulatory Advantage to committee reporting and escalation protocols.

Scope and application

This section outlines remediation steps if Regulatory Advantage is breached.

Key requirements

Defined transaction purpose and permitted SPC activities only.
Governance roles including director, secretary, and SEF accountability.
SSP appointment for corporate and administrative services and registered office support.
Documented compliance, collateral controls, and reporting cadence.

Reporting expectations

Mandate reporting cadence, stakeholder access, and escalation protocols are confirmed in advance.

Next step

Request a mandate review and receive a tailored execution plan.

Start Mandate Intake