Monitoring Protocols

This page expands the monitoring protocols focus within the Financing Playbook framework for DRKB Capitals SPC.

Monitoring Protocols

We use Monitoring Protocols to balance speed of execution with the control environment required for structured lending. Under QFC rules, SPCs may carry out Special Purpose Company Activities such as acquiring, holding, and disposing of assets, subject to their licence. SPCs must maintain a registered office in the QFC and keep required documents available at that office.

Map Monitoring Protocols to facility size, tenor, and security structure.
Stress-test Monitoring Protocols against covenant triggers and reporting cadence.
Define approval checkpoints linked to Monitoring Protocols and QFC compliance.

Scope and application

This section sets the documentation trail created by Monitoring Protocols for auditability and oversight.

Key requirements

Defined transaction purpose and permitted SPC activities only.
Governance roles including director, secretary, and SEF accountability.
SSP appointment for corporate and administrative services and registered office support.
Documented compliance, collateral controls, and reporting cadence.

Reporting expectations

Mandate reporting cadence, stakeholder access, and escalation protocols are confirmed in advance.

Next step

Request a mandate review and receive a tailored execution plan.

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