Transaction Monitoring

This page expands the transaction monitoring focus within the Disclosures framework for DRKB Capitals SPC.

Transaction Monitoring

We frame Transaction Monitoring so counterparties understand how the SPC is structured and supervised. QFC SPCs are transaction-specific entities that can obtain financing or hold assets (including receivables) for defined purposes. SPCs must appoint and retain a Support Services Provider (SSP) that can provide registered-office and administrative support.

Define the disclosure item for Transaction Monitoring and its purpose in the mandate pack.
Explain how Transaction Monitoring is reviewed and updated over the life of the facility.
Describe how Transaction Monitoring affects credit decisions, reporting, and escalation.

Scope and application

This section sets the conditions under which Transaction Monitoring must be refreshed or expanded.

Key requirements

Defined transaction purpose and permitted SPC activities only.
Governance roles including director, secretary, and SEF accountability.
SSP appointment for corporate and administrative services and registered office support.
Documented compliance, collateral controls, and reporting cadence.

Reporting expectations

Mandate reporting cadence, stakeholder access, and escalation protocols are confirmed in advance.

Next step

Request a mandate review and receive a tailored execution plan.

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