Regulator

This page expands the regulator focus within the Disclosures framework for DRKB Capitals SPC.

Regulator

Regulator is disclosed to align stakeholders on governance, risks, and decision rights under QFC expectations. QFC SPCs are transaction-specific entities that can obtain financing or hold assets (including receivables) for defined purposes. SPCs must maintain a registered office in the QFC and keep required documents available at that office.

Define the disclosure item for Regulator and its purpose in the mandate pack.
Explain how Regulator is reviewed and updated over the life of the facility.
Describe how Regulator affects credit decisions, reporting, and escalation.

Scope and application

We align Regulator disclosure timing with onboarding and periodic reporting.

Key requirements

Defined transaction purpose and permitted SPC activities only.
Governance roles including director, secretary, and SEF accountability.
SSP appointment for corporate and administrative services and registered office support.
Documented compliance, collateral controls, and reporting cadence.

Reporting expectations

Mandate reporting cadence, stakeholder access, and escalation protocols are confirmed in advance.

Next step

Request a mandate review and receive a tailored execution plan.

Start Mandate Intake