Aml

This page expands the aml focus within the Disclosures framework for DRKB Capitals SPC.

Aml

We frame Aml so counterparties understand how the SPC is structured and supervised. QFC SPCs are transaction-specific entities that can obtain financing or hold assets (including receivables) for defined purposes. SPCs must appoint at least one director, a secretary, and a Senior Executive Function (SEF).

Define the disclosure item for Aml and its purpose in the mandate pack.
Explain how Aml is reviewed and updated over the life of the facility.
Describe how Aml affects credit decisions, reporting, and escalation.

Scope and application

Scope covers who receives the Aml disclosure and how updates are approved.

Key requirements

Defined transaction purpose and permitted SPC activities only.
Governance roles including director, secretary, and SEF accountability.
SSP appointment for corporate and administrative services and registered office support.
Documented compliance, collateral controls, and reporting cadence.

Reporting expectations

Mandate reporting cadence, stakeholder access, and escalation protocols are confirmed in advance.

Next step

Request a mandate review and receive a tailored execution plan.

Start Mandate Intake