DRKB Capitals SPC | Compliance Checks

Compliance Checks

The Compliance Checks step keeps cross-border conversations structured and ensures the right stakeholders are looped in early. Under QFC rules, SPCs may carry out Special Purpose Company Activities such as acquiring, holding, and disposing of assets, subject to their licence. SPCs must appoint and retain a Support Services Provider (SSP) that can provide registered-office and administrative support.

Clarify what Compliance Checks requires from both the sponsor and the borrower.
Confirm data-handling and disclosure boundaries relevant to Compliance Checks.
Outline next steps and timing once Compliance Checks is completed.

Scope and application

We document who attends, what materials are shared, and the decision points created by Compliance Checks.

Key requirements

Defined transaction purpose and approved use of proceeds
Collateral schedule and cash flow evidence
Governance roles including director, secretary, and SEF accountability

Reporting expectations

Mandate reporting cadence and escalation protocols are confirmed at this stage to maintain SPC transparency.

Next step

Start your mandate intake and receive a tailored execution plan.

Start Mandate Intake